Compliance Specialist 12 Month Contract

Eden Scott's client is seeking an experienced Compliance Specialist for a 12-month contract with a leading financial services firm based in Edinburgh. This role offers an exciting opportunity to collaborate with global teams and work on complex regulatory matters, ensuring compliance across multiple jurisdictions. Key Responsibilities: Collaborate with portfolio managers, dealers, and other investment staff on regulatory issues such as: Cross trades, error correction, fair allocation, best execution, short selling, and conflicts of interest. Provide expert advice on Material Non-Public Information (MNPI) and apply the firm's information barrier policies effectively. Partner with global counterparts in the US and APAC to ensure consistent application of best practices across regions. Deliver regular compliance training to teams on topics including market abuse, information barriers, best execution, and conflicts of interest. Prepare and present management information, reports, and presentations to senior management, company boards, and regulatory bodies. Offer timely advice and support on compliance matters related to business projects and strategic initiatives. Lead or participate in compliance projects and initiatives, particularly in interpreting and implementing new regulations. Person Specification Proven experience in a compliance role within the financial services or asset management industry. Strong knowledge of regulatory matters including cross trades, fair allocation, market abuse, and conflicts of interest. Familiarity with Material Non-Public Information (MNPI) policies and information barrier frameworks. Experience delivering compliance training and preparing high-quality reports for senior stakeholders. Excellent communication and collaboration skills to work effectively with global teams. Ability to manage multiple priorities, meet tight deadlines, and maintain a high level of attention to detail. Opportunity to work with a leading global financial services firm. Collaborative and innovative work environment. Competitive day rate and exposure to high-profile compliance projects. If you are looking for a workplace where your unique skills and perspectives are valued, and you have a passion for financial services, please do get in touch we are dedicated to creating an inclusive environment where everyone can succeed. Email me your CV to Karen.kerredenscott.com in making a difference in the financial industry and promoting diversity and inclusion. Your journey to success starts here This position may be just one of numerous opportunities we are handling that you could have an interest in pursuing. If you have not been in touch with us before, please call on 0131 550 1100 or drop off a CV at financialservicesedenscott.com and we will make sure that most relevant Consultant gets back to you as soon as possible. Please note that we never send CVs anywhere without your prior consent.

Location: Edinburgh, GB

Posted Date: 1/19/2025